Compliance with financial requirements & government regulations -Welcome to FinTech Risk Management!
Course Outline
Assignments & Grading
Compliance with financial requirements & government regulations -Course & Week 1 Overview
1.1 Course & Week 1 Overview
()
Compliance with financial requirements & government regulations -Compliance with Financial Requirements & Government Regulations
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)
()
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)
()
1.4 Financial Compliance Challenges
()
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations
()
1.6 Compliance regarding Crypto and ICOs
()
1.7 Security, Monitoring Compliance & Data Protection Policies
()
1.8 Compliance to Tax & Control
()
Compliance with financial requirements & government regulations -Summary of Week 1
1.9 Week 1 Summary
()
FinTech Compliance with corporate governance: Objectives, guidelines,& policy-Week 2 Overview
2.1 Week 2 Overview
()
FinTech Compliance with corporate governance: Objectives, guidelines,& policy-Introduction to FinTech Risks & Risk Management
2.2 Introduction to FinTech Risks
()
2.3 FinTech Operational Risk Examples
()
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 1
()
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 2
()
2.6 Risk Management & Fraud Avoidance
()
FinTech Compliance with corporate governance: Objectives, guidelines,& policy-Risk Analysis and Management Process
2.7 Introduction to Risk Analysis
()
2.8 Risk Management Process I
()
Risk Assessment Template
2.9 Risk Management Process II
()
2.10 Internal Controls
()
FinTech Compliance with corporate governance: Objectives, guidelines,& policy-Week 2 summary
2.11 Week 2 summary
()
IT Compliance & Assurance Part 1-Week 3 Overview
3.1 Week 3 Overview
()
IT Compliance & Assurance Part 1-Business Application Development Overview
3.2 Business Application Development I
()
3.3 Business Application Development II
()
IT Compliance & Assurance Part 1-Business Application Implementation, Review, & Risk
3.4 Implementation & Review
()
3.5 Risks Associate with Business Application Development
()
IT Compliance & Assurance Part 1-Financial Application Maintenance & Change Management
3.6 Information System Maintenance Practices
()
3.7 Change Management Process I
()
3.8 Change Management Process II
()
3.9 Emergency Changes
()
IT Compliance & Assurance Part 1-Week 3 Summary
3.10 Week 3 Summary
()
IT Compliance & Assurance Part 2-Week 4 Overview
4.1 Week 4 Overview
()
IT Compliance & Assurance Part 2-Introduction to Business Continuity Plan & Disaster Recovery
4.2 Business Continuity Plan and Disaster Recovery
()
IT Compliance & Assurance Part 2-Business Continuity Plan Proccess
4.3 Business Continuity Plan Step 1-2
()
4.4 Business Continuity Plan Step 2
()
4.5 Process of Business Impact Analysis
()
4.6 Business Continuity Plan Step 3 Part 1
()
4.7 Business Continuity Plan Step 3 Part 2
()
4.8 Business Continuity Plan Step 4
()
4.9 Business Continuity Plan Step 5-7
()
IT Compliance & Assurance Part 2-Data Backup Policy & Strategy
4.10 Data Backup & Restoration Policy
()
IT Compliance & Assurance Part 2-Week 4 Summary
4.11 Week 4 Summary
()
Peer-graded Final Project-Course Feedback
Rate this course